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Vigilant Compliance LLC

Vigilant Compliance,LLC

Compliance. Consulting. Global.

We connect you to the information you need to know so that you can turn your mind to more important matters.SMClient Login

Investment Advisers

Leading Investment Advisers turn to Vigilant. Whether it’s outsourcing your Chief Compliance Officer and your Compliance Program, or turning to us for Compliance Support or specialized testing, we are the name you can trust.

Mutual Funds

Vigilant serves as Chief Compliance Officer for start up Funds, to Multi-Billion dollar Funds.

Private Equity Advisers and Hedge Funds

If you are a Private Equity Firm, Vigilant understands your business. A strong Compliance Program isn’t just a necessity it's a Competitive Advantage

Broker/Dealers

FinOp Services, CCO Services, Compliance Support, New Firm Registration, Change in Membership Applications, and Reviews and Testing.

Vigilant Consulting

Interested in growing your Adviser, or becoming more Profitable…

Compliance Leaders

Services

Leadership Insight

Experience

Every CCO at Vigilant has extensive experience in the Investment Industry ―and each exceeds SEC standards for Knowledge, Competency, and Compliance abilities. Professional excellence and service are our hallmarks.

Vigilant Compliance, LLC was established on August 15, 2004. Vigilant is a full service Global Compliance Firm providing, Investment Advisor Compliance Services, Mutual Fund Compliance Services, Broker Dealer Compliance Services, Outsourced Financial Operations,  Cybersecurity Solutions and Compliance Consulting to a diversified range of investment management clients. Learn More