Every CCO at Vigilant has extensive experience in the Investment Industry ―and each exceeds SEC standards for Knowledge, Competency, and Compliance abilities. Professional excellence and service are our hallmarks.
Vigilant Compliance, LLC was established on August 15, 2004. Vigilant is a full service Global Compliance Firm providing, Investment Advisor Compliance Services, Mutual Fund Compliance Services, Broker Dealer Compliance Services, Outsourced Financial Operations, Cybersecurity Solutions and Compliance Consulting to a diversified range of investment management clients. Learn More