Abigail Mooney, MA

Abigail Mooney, MA

Mrs. Abigail Mooney is a Director at Vigilant and is responsible for developing, testing, and monitoring compliance programs for investment advisers and registered investment companies. She has extensive knowledge and application of the Investment Advisers Act of 1940, Investment Company Act of 1940, and state securities laws.

Abigail works with registered investment advisers to develop effective compliance programs and solve complex regulatory issues. She works to help each of her clients navigate the ever-changing regulatory landscape while considering their unique compliance requirements, given their business and risk profile.

With over 25 years of financial services industry experience, Abigail’s career has focused on risk and compliance in the banking, investment management, and professional services industries. Prior roles have included providing compliance consulting services to clients at ACA Group, Foreside and Hardin Compliance Consulting. She also worked internally at two registered investment advisers, serving as a compliance director at PNC Capital Advisors, and as CCO of a boutique investment management firm.

Abigail holds a FINRA Series 65 (Uniform Investment Adviser Law) license.

Abigail earned a Bachelor of Arts in Economics from Boston University and a Master of Arts from Columbia University.

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