Mr. Joseph Petrone is a Director at Vigilant. He is primarily responsible for assisting a wide variety of clients, including Investment Advisers, Mutual funds, and Broker/Dealers with complying under the Investment Advisers Act of 1940 and the Investment Company Act of 1940. This entails developing and testing clients’ Compliance Programs as well as reviewing the preparedness and effectiveness of those compliance programs. Joseph also helps clients confirm and maintain their legal status under both Acts.
Joseph graduated cum laude from Temple University – Beasley School of Law. During his time there, Joseph served on the Executive Board of the Philadelphia Legal Network, was a volunteer mediator for the Philadelphia Housing Court, and assisted a number of local startups at the Small Business Development Center. Joseph graduated from the University of Notre Dame with a Bachelor’s Degree in Management Consulting and a minor in Constitutional Studies.