Mr. Kevin Beal is a Compliance Associate at Vigilant. Kevin works on Regulated Investment Advisers, Mutual Funds, and Broker Dealers.
Kevin has developed, tested, and monitored the Compliance Programs for a variety of Investment Advisers, Registered Investment Companies, ETFs, Hedge Funds, Broker Dealers, and Private Equity Funds. He has experience with Regulatory Filings including Form ADV, U4s, and State Registrations.
Kevin received his Bachelor of Science in Finance from Rowan University in 2020. Kevin was involved in the Financial Management Association and Cryptocurrency Club at Rowan University. After graduating Kevin went on to receive his Life, Accident, and Health license, and his SIE license. He has a Series 7 (General Securities Representative) license and a Series 24 license. Kevin is currently working on his MBA, with a concentration in Finance, at Rowan University.