Mr. Ryan Hurley is a Manager at Vigilant. Ryan works on Registered Investment Advisers, Mutual Funds and Broker-Dealers.
Ryan serves as a Compliance Officer for SEC Registered Investment Advisers. Ryan has experience in the design, implementation, on-going risk assessment, testing, monitoring and review of Compliance Programs for SEC-Registered Investment Advisers, Exempt Reporting Advisers, Mutual Funds, and Private Equity Funds with respect to Firm Policies and Federal Securities Laws. Ryan’s client base has ranged from start-ups to established firms with Billions in AUM. Ryan is primarily responsible for interfacing with clients in areas of reporting testing results, business planning, compliance issues, and potential compliance issues. In Ryan’s day-to-day activities, he has significant interaction and communication with client Senior Management.
Ryan has developed, tested, and monitored the Compliance Programs for a variety of Investment Advisers, Registered Investment Companies, ETFs, Hedge Funds, Broker/Dealers, and Private Equity Funds. He has experience with Regulatory Filings including Form ADV, Form PF, Form CRS and state registrations. He also has experience working on SEC regulatory examinations.
Ryan received his Bachelor of Science in Business Administration in Finance with a double major in Marketing at Saint Joseph’s University. Ryan graduated from Saint Joseph’s with Cum Laude honors. Ryan is an Investment Adviser Certified Compliance Professional ® (IACCP ®). He has a Series 7 (General Securities Representative) license. Ryan has also received a Bloomberg BMC certification.