Salvatore Faia II, Esq.
Salvatore Faia II
Mr. Salvatore Faia II supports the Vigilant team with RIA, Mutual Funds and Broker-Dealers Compliance Reviews. Salvatore assists in the development, implementation, and testing of Compliance Programs.
Salvatore is the key point of contact for FINRA registration requirements, education testing and other regulatory filings as well as firm element, and continuing education.
Salvatore received his Bachelor of Science Degree in Mechanical Engineering from Widener University and worked for 3 years in the aerospace industry before joining Vigilant in 2017. He currently holds a Series 7 FINRA License.
Salvatore received his Juris Doctorate Degree at Delaware Law School.