Vigilant’s experienced professionals have extensive knowledge in Investment Adviser, Broker-Dealer, Mutual Fund, Private Equity, and Cybersecurity compliance, risk, and technology. Vigilant provides insights on best practices, trends, and industry news. Our blog consolidates all SEC, Vigilant, and industry-specific compliance alerts, white papers, articles, etc., to help you stay informed and find the information that you will need and find useful.
Vigilant Monthly Newsletter | April 2023
May 02, 2023Monthly Newsletter In April, we saw SEC Releases and important insights from Vigilant. Below is a brief overview of what took[...]
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Vigilant Monthly Newsletter | March 2023
March 31, 2023Monthly Newsletter In March, we saw SEC Releases and Proposed Rules, as well as important insights from Vigilant. Below is a[...]
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Vigilant Monthly Newsletter | February 2023
March 01, 2023Monthly Newsletter In February, we saw SEC Releases and Charges, as well as important insights from Vigilant. Below is a brief[...]
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Vigilant Monthly Newsletter | January 2023
February 04, 2023Monthly Newsletter In January, we saw SEC Releases and Charges, as well as many important insights from Vigilant. Below is a[...]
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Vigilant Monthly Newsletter | October 2022
November 08, 2022Vigilant Monthly Newsletter In October, we saw important SEC releases, a proposed rule, an adopted rule, and charges, as well as[...]
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Vigilant Monthly Newsletter | September 2022
October 06, 2022Vigilant Monthly Newsletter In this edition of Vigilant’s Monthly Newsletter for September, we saw our highest amount of content for[...]
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Vigilant Monthly Newsletter – August 2022
September 02, 2022Vigilant Monthly Newsletter In this edition of Vigilant’s Monthly Newsletter for August, we saw a heavy amount of content which[...]
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Vigilant Monthly Newsletter – July 2022
August 04, 2022In July, we saw important SEC Releases, SEC Charges, and important insights from Vigilant. Below is a brief overview of[...]
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Vigilant Monthly Newsletter | June 2022
July 01, 2022In June, we saw important SEC Releases, SEC Charges, important insights from Vigilant, and an adopted new Rule. Below is[...]
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Vigilant Monthly Newsletter | May 2022
June 10, 2022For May’s version of Vigilant’s Monthly Newsletter, we saw an important SEC Proposed Rule, SEC Releases, and important insights from[...]
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Vigilant Monthly Newsletter | April 2022
May 02, 2022For April’s version of Vigilant’s Monthly Newsletter, we saw important SEC Proposed Rules, Risk Alerts, and important insights from Vigilant.[...]
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Vigilant Monthly Newsletter | March 2022
April 04, 2022In March, we saw important SEC/FINRA Releases and important insights from Vigilant. Below is a brief overview of what took[...]
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