Vigilant’s experienced professionals have extensive knowledge in Investment Adviser, Broker-Dealer, Mutual Fund, Private Equity, and Cybersecurity compliance, risk, and technology. Vigilant provides insights on best practices, trends, and industry news. Our blog consolidates all SEC, Vigilant, and industry-specific compliance alerts, white papers, articles, etc., to help you stay informed and find the information that you will need and find useful.
Vigilant Monthly Newsletter | February 2022
March 01, 2022In February, we saw important SEC Releases and important insights from Vigilant. Below is a brief overview of what took[...]
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Vigilant Monthly Newsletter | January 2022
February 03, 2022In January, we saw important Risk Alerts, SEC Staff Releases, and important insights from Vigilant. Below is a brief overview[...]
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Vigilant Monthly Newsletter | December 2021
January 13, 2022December brought some important SEC Releases and important insights from Vigilant as we ended 2021. Below is a brief overview[...]
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Important Items You May Have Missed In November
December 02, 2021Vigilant Newsletter | November 2021 November brought some important Risk Alerts and important insights from Vigilant on “Preparing for 2022”.[...]
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October 2021 Recap | Vigilant Monthly Newsletter
November 02, 2021Vigilant Newsletter | October 2021 October brought some important insights from the thought leaders at Vigilant, our Marketing Rule[...]
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September 2021 Recap | Vigilant Monthly Newsletter
October 08, 2021Vigilant Newsletter | September 2021 In Case You Missed It: Due to the overwhelming demand for our New[...]
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August 2021 Recap | Vigilant Newsletter
September 08, 2021Vigilant Newsletter | August 2021 Compliance Recap In the month of August there were many important SEC Releases, as[...]
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July 2021 Recap
August 03, 2021July 2021 Recap| Monthly Newsletters In the month of July there were many important SEC Releases and Risk Alerts, as well some insights[...]
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June 2021 Compliance Recap
July 16, 2021Compliance Recap June 2021 | Monthly Newsletter In the month of June there were many important SEC Releases, as well as quite[...]
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Vigilant Newsletter: May 2021
June 08, 2021For this month’s version of Vigilant’s Newsletter for May there was a high focus on Vigilant and Paul Hastings[...]
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Vigilant Newsletter for April 2021
May 18, 2021With less than one week to go it is important to register for Vigilant’s ESG Investing webinar with Paul Hastings, LLP. To[...]
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Vigilant Newsletter for March 2021
April 07, 2021As Q1 comes to an end there are lots of important Announcements and Industry Updates! One of the most awaited[...]
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