Vigilant’s experienced professionals have extensive knowledge in Investment Adviser, Broker-Dealer, Mutual Fund, Private Equity, and Cybersecurity compliance, risk, and technology. Vigilant provides insights on best practices, trends, and industry news. Our blog consolidates all SEC, Vigilant, and industry-specific compliance alerts, white papers, articles, etc., to help you stay informed and find the information that you will need and find useful.
Vigilant Announcements
Vigilant: A Full-Service Investment Management Solutions Firm
February 03, 2021Today’s the day! We have some exciting news to share, and now we are here to unveil it. Click the[...]
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Vigilant Announcements
Vigilant’s Important Announcement for the New Year!
January 21, 2021In less than 2 weeks Vigilant has some very exciting news to unveil! This news is based off of the growth[...]
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Vigilant Announcements
Vigilant Nomination for Best Compliance Advisory Firm
December 14, 2020Vigilant is thrilled to announce that we have been shortlisted as the Best Compliance Advisory Firm for the Fund Intelligence Operations & Services Awards[...]
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Vigilant Announcements
Vigilant Names Top Industry Veteran to Lead Its Broker/Dealer Division
November 11, 2020Herald Investment Marketing, a leading provider of Principal Underwriting and Registered Representative Services for Mutual Funds and ETFs, has named[...]
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Vigilant Announcements
Top 5 Common Misconceptions with Compliance
October 15, 2020Tips if you are considering overseeing a Compliance Program all by yourself Here are the Top 5 misconceptions with Compliance[...]
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Vigilant Announcements
Do I need Expert Support for my Compliance Program or should I Outsource the role of CCO?
October 13, 2020Trying to distinguish what the differences are between Outsourcing your CCO and Compliance Support? Below are key highlights of what[...]
Read ArticleSmarsh Currently No Longer Archiving Twitter
March 23, 2020Smarsh recently announced to its clients that they will no longer legally be allowed to Collect Data from an Organization’s Communication on[...]
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