Vigilant’s experienced professionals have extensive knowledge in Investment Adviser, Broker-Dealer, Mutual Fund, Private Equity, and Cybersecurity compliance, risk, and technology. Vigilant provides insights on best practices, trends, and industry news. Our blog consolidates all SEC, Vigilant, and industry-specific compliance alerts, white papers, articles, etc., to help you stay informed and find the information that you will need and find useful.
Vigilant February 2021 Recap
March 10, 2021As Spring is rolling in, so are a lot of Announcements and Industry Updates! One of the most awaited updates[...]
Read Article
Vigilant’s January Recap Newsletter
February 12, 20212021 started off strong providing everyone with insightful information for the New Year. Vigilant would like to highlight some important[...]
Read Article
Compliance Recap: December 2020
January 05, 2021As 2020 comes to an end, we would like to highlight some important takeaways from the month of December and[...]
Read Article
Vigilant: November 2020 Compliance Recap
December 01, 2020It’s December Already! In this issue of Vigilant’s Compliance Recap, we have highlighted some important takeaways from the month of November and some reminders for the[...]
Read Article