When leading firms and investment advisers need financial services, they turn to Vigilant Financial Services, LLC for comprehensive turnkey services. Our solutions are designed to help you focus on what you do best, while we support you with a variety of options.

We offer a number of robust services, including investment adviser solutions, investment adviser training, mutual fund compliance solutions, private equity and hedge fund compliance solutions, broker dealer compliance services, cybersecurity solutions, mock SEC exams, consulting services and more.

Vigilant Compliance, LLC

Vigilant Compliance, LLC is a full-service compliance firm catering to investment management clients. Designed to meet the ever-changing regulatory needs across industries, Vigilant Compliance, LLC works with a variety of clients, making us a regulatory compliance leader.

The mission of Vigilant Compliance, LLC is simple: To help clients master the market by providing them with all the customized solutions the compliance, legal, financial and accounting professionals at Vigilant Compliance, LLC can offer.

Vigilant Fund Management, LLC

Vigilant Fund Mangement, LLC is a full-service compliance firm offering comprehensive management solutions for clients in the investment management industry. To serve clients better, Vigilant Fund Mangement, LLC professionals include licensed and certified practicing professionals in the legal, accounting and financial sectors.

Vigilant Fund Management, LLC services include audits, fund management and compliance solutions for both the and local markets.

Vigilant Consulting

Vigilant is experienced with the full spectrum of Funds and different investment strategies: Markets, Emerging Markets, Frontier Markets, Emerging Market Equity, Emerging Market Debt. Vigilant has partnered with experienced Investment Advisers who have taken whole new approaches to finding investment opportunities for clients. Learn more about Vigilant’s Consulting services.

Herald Investment Marketing, LLC

Getting support with advertising, dealer contract review and registered representative services frees up your team to focus on revenue-generating activities. Outsourcing ensures you get experts handling compliance and efficiency, netting you the results you need as you move forward. Herald Investment Marketing offers a number of services to make your organization stronger and more efficient. HIM is a FINRA Member Firm.

Check HIM’s background or one of our investment professionals on FINRA’s BrokerCheck. Learn more about Herald Investment Marketing, LLC.