Herald Investment Marketing
Providing expert outsourcing services for Advertising Review, Principal Underwriting, & Registered Representative Services.

Getting support with advertising review, dealer contract review and registered representative services frees up your team to focus on revenue-generating activities. Outsourcing ensures you get experts handling compliance and efficiency, netting you the results you need as you move forward. Herald Investment Marketing offers a number of services to make your organization stronger and more efficient. HIM is a FINRA Member Firm.

Check HIM’s background or one of our investment professionals on FINRA’s BrokerCheck.

Our Services

Let our knowledge work for you.

Principal Underwriting

Herald Investment Marketing provides Principal Underwriter/ Statutory Distribution services for investment companies (Mutual Funds) and placement agent services for private placements.

Registered Representative

Herald Investment Marketing has a thorough understanding of the compliance environment as well as legal professionals.

Investment Advertising Review

Our investment firm and broker-dealer advertising compliance services assist you in adhering with compliance regulations and laws. Our services are personalized to meet your specific needs.

Request A Proposal

Please take a few moments to provide us with some information regarding your needs. A professional from HIM will contact you to discuss your service needs.