Posted on Oct 19th, 2017

Vigilant is seeking a Compliance Associate. The Associate will be responsible for supporting Vigilant’s Compliance Department. The duties of the Compliance Associate will include the following:

  • Assist with the implementation, execution, and management of the Compliance Department’s activities, specifically monitoring and oversight.
  • Conduct compliance testing and reviews, and produce detailed reports ensuring all findings are clearly documented with supporting evidence.
  • Ensure that business areas meet and maintain compliance requirements by preparing and reviewing new policies, procedures, and training materials.
  • Lead ongoing risk assessments of compliance policies and procedures.
  • Assess the adequacy of service providers’ compliance policies and procedures, and summarize.
  • Track service providers’ compliance policies and procedures and summarize.
  • Support the preparation of quarterly and annual compliance reports.
  • Coordinate annual and periodic regulatory filings.
  • Support regulatory and/or internal examinations and respond as necessary to client inquiries.
  • Establish and maintain effective relationships with business partners and service providers.
  • Performs other duties as required.
  • Some travel involved.


Character: Exhibits integrity, professionalism, practical judgment, positive attitude at all times; exhibits perseverance, mental toughness and initiative in the face of problems and challenges; must be able to take direction and accept constructive criticism.


  • Bachelor’s degree required
  • 2+ Years’ Experience
  • CPA and/or MBA a plus
  • Strong written and oral communication skills, detail oriented
  • Working knowledge of Microsoft Office Word, Excel, and PowerPoint

Competitive Salary and Benefits