SEC Charged Nearly $5 Billion in FY 2023 | CJ Schaible Insights

Vigilant Insights Introduction The SEC recently released its enforcement summary for fiscal year 2023. The nearly $5 billion in penalties is the second highest in history, with the highest being […]

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SEC Enforcement Results for FY 2023 | Key Stats and Trends

SEC Releases Introduction On November 14th, the SEC released their enforcement results for the Fiscal Year 2023. The amount of enforcements has increased from 2022. SEC Chair, Gary Gensler, discussed […]

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