Vigilant’s experienced professionals have extensive knowledge in Investment Adviser, Broker-Dealer, Mutual Fund, Private Equity, and Cybersecurity compliance, risk, and technology. Vigilant provides insights on best practices, trends, and industry news. Our blog consolidates all SEC, Vigilant, and industry-specific compliance alerts, white papers, articles, etc., to help you stay informed and find the information that you will need and find useful.

 

SEC Proposes Inline XBRL Filing of Tagged Data

March 01, 2017

The Securities and Exchange Commission today voted to propose amendments intended to improve the quality and accessibility of data submitted[...]

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SEC Approves Rules to Ease Investor Access to Exhibits in Company Filings

March 01, 2017

The Securities and Exchange Commission today voted to adopt rule and form amendments to make it easier for investors and other market[...]

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SEC Votes to Seek Public Input on Possible Change to Industry Guide 3

March 01, 2017

The Securities and Exchange Commission today voted to publish a request for public comment on disclosures called for by Industry[...]

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SEC Posts Notice of Availability of IFRS Taxonomy

March 01, 2017

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SEC Posts Notice of Availability of IFRS Taxonomy

March 01, 2017

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SEC Proposes Rule Amendments to Improve Municipal Securities Disclosures

March 01, 2017

The Securities and Exchange Commission today voted to propose rule amendments to improve investor protection and enhance transparency in the[...]

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SEC Proposes Rule Amendments to Improve Municipal Securities Disclosures

March 01, 2017

The Securities and Exchange Commission today voted to propose rule amendments to improve investor protection and enhance transparency in the[...]

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SEC Proposes Inline XBRL Filing of Tagged Data

March 01, 2017

The Securities and Exchange Commission today voted to propose amendments intended to improve the quality and accessibility of data submitted[...]

Read Article

SEC Approves Rules to Ease Investor Access to Exhibits in Company Filings

March 01, 2017

The Securities and Exchange Commission today voted to adopt rule and form amendments to make it easier for investors and other market[...]

Read Article

SEC Votes to Seek Public Input on Possible Change to Industry Guide 3

March 01, 2017

The Securities and Exchange Commission today voted to publish a request for public comment on disclosures called for by Industry[...]

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SEC Announces Agenda for March 9 Investor Advisory Committee Meeting

February 23, 2017

The Securities and Exchange Commission today announced the agenda for the March 9 meeting of its Investor Advisory Committee.  The[...]

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SEC Announces Agenda for March 9 Investor Advisory Committee Meeting

February 23, 2017

The Securities and Exchange Commission today announced the agenda for the March 9 meeting of its Investor Advisory Committee.  The[...]

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