How to Navigate Private Fund Compliance in 2025?
February 6, 2025VIGILANT INSIGHTS Introduction This past year had Private Fund Compliance Programs on a heightened sense of awareness. Private Fund rules initially adopted in 2023, with […]
$5 Trillion
Approx. in Client Assets Under Management.
Over 20 Years
Providing Compliance Services since August 15th, 2004.
Over 500+
Years of Collective Experience in the Financial Services Industry.
Vigilant
Every CCO at Vigilant has extensive experience in the Investment Industry ― and each exceeds SEC standards for Knowledge, Competency, and Compliance abilities. Professional excellence and service are our hallmarks.
Vigilant was established on August 15, 2004. Vigilant is a full service Investment Management Solutions Firm providing, Investment Adviser Compliance Solutions, Mutual Fund Compliance Solutions, Broker Dealer Compliance Solutions, and Compliance Consulting to a diversified range of investment management clients.
About Us Our Team
Industry Trusted
Industry Insights
Every CCO at Vigilant has extensive experience in the Investment Industry ― and each exceeds SEC standards for Knowledge, Competency, and Compliance abilities. Professional excellence and service are our hallmarks.
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Vigilant Compliance Newsletter | January 2025
February 2, 2025Monthly Newsletter Printer Friendly Version In January, there were important releases that contained both Vigilant Insights and SEC Releases content. There was also a Vigilant Announcement regarding a recent Award Shortlisting. […]
Vigilant Compliance Newsletter | January 2025
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Adapting to the New Regulatory Landscape | Chuck Martin Insights
January 31, 2025VIGILANT INSIGHTS Introduction The SEC recently announced a record number of enforcements for Q1 of FY 2025. The announcement occurred in midst of an on-going […]