Compliance, Outsourcing & Investment Management Consulting Solutions in Metro Washington, D.C.

Compliance Solutions in Metro Washington, D.C.

If you are located in Washington DC and need a Compliance Consulting Firm that provides best in class solutions tailored to your Firm’s business and regulatory obligations, contact Vigilant. Vigilant is an Investment Management Solutions Firm whose professionals bring diverse skill sets from the legal, compliance, accounting and financial roles. When industry-leading best practices define your business’s culture, make Vigilant your Washington, DC, compliance consulting firm.

Strategies for Stronger Leadership

You expect your business to thrive under leadership that protects the interests of your clients, Firm and associates. Vigilant works with innovative businesses around the world to craft sophisticated solutions to challenging problems. Whether your Firm is brand new or well established, our team of industry veterans will tailor your compliance program to address your regulatory needs.

Vigilant provides:

  • Chief Compliance Officer Solutions. Let Vigilant develop and implement policies and procedures that will position your Firm for success well into the future. A glimpse into the areas Vigilant covers include:
    • Testing your existing compliance procedures
    • Completing due diligence
    • Preparing annual reports
    • and much more.

Our Chief Compliance Officers have over 500 years of relevant industry experience.

  • RIA Registration Solutions. If you plan to launch a new Investment Advisory Firm, Vigilant can help you build a compliance program that contains best in class compliance practices. In today’s strict regulatory environment, there is no room for error — and Vigilant will assure your policies and procedures meet or exceed current regulations.
  • Mock SEC Exam Solutions. Vigilant can help you and your employees prepare for SEC Examinations.
  • Investment Adviser Training.  Vigilant will assess your practices, develop new approaches and train your team to help avoid potential regulatory problems from arising.

View all Compliance Solutions

Contact Us for Custom Solutions for Your Business in The D.C. Area

Vigilant helps Firms build a solid foundation for success with strategic compliance solutions tailored to manage complex regulations. When your business needs best in class compliance services, please contact Vigilant.

Call or contact us at 888-229-1855 to schedule your complimentary consultation.