Compliance, Outsourcing & Investment Management Consulting Solutions in Boston

Boston Solutions

With each passing decade, financial firms face growing regulatory challenges. Managing a business while satisfying regulators in a tightly controlled environment requires exacting compliance practices and expert professional advice. Leading Boston businesses count on Vigilant for sophisticated compliance solutions to their most demanding business problems. As the only regulatory Investment Management Solutions firm that employs professionals with experience in the legal, accounting and finance industries, your firm will benefit from innovative advice that considers all aspects of your business.

Defining Innovative Strategies for a Successful Future

The right strategic plan helps your business grow and sustain profits as well as your reputation. Vigilant counts leading investment advisory firms from Boston and around the world as our clients because our experienced professionals define innovative solutions for difficult challenges. With offices in Boston and New York, London, Philadelphia and Stamford, Conn., you’ll find Vigilant is well-positioned to provide your firm with the perspective it needs to succeed in the modern economy.

Vigilant provides:

  • RIA Registration Solutions. Launch your business on a sound footing when you hire Vigilant to manage your registration. Vigilant will help you develop a culture where adherence to regulation is the norm. Ignorance is never an excuse, even in today’s complex environment — let Vigilant give you the start you need to succeed.
  • Chief Compliance Officer Solutions. Our proprietary 5 Step Risk Matrix lets you customize the services you need for a healthier compliance environment. We can test your existing policies and procedures, complete due diligence, prepare annual reports and more. Each of our Chief Compliance Officers has over two decades of experience in financial advisory compliance.
  • Mock SEC testing Solutions. Maintaining licensing means assuring your representatives have the required knowledge. If your employees are preparing for SEC testing, let Vigilant perform mock testing services that will save you time and money.
  • Investment Adviser Training. If you are starting a new firm or revamping your existing compliance practices, Vigilant can help. Our experienced professionals can assess and revise your existing procedures, and train your staff so regulatory problems stay off of your horizon.

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Put Our Knowledge to Work for You

Expert, custom-tailored compliance solutions that meet the needs of sophisticated, businesses are why Vigilant is the clear leader in regulatory compliance consulting. Put our knowledge to work for you and defend your business against operational challenges while positioning it for strong growth.