Compliance, Outsourcing & Investment Management Consulting Solutions in New York City

New York City Solutions

Businesses that operate in heavily regulated environments such as finance require experienced, sophisticated compliance and investment consulting solutions and guidance. Vigilant is the leader in regulatory compliance consulting, and the only compliance consulting firm that employs professionals from the legal, accounting and finance disciplines. When you choose Vigilant, your firm will define its culture with industry-leading best practices tailored to the needs of your business.

Strategic Advice for Complex Times

As a thought leader in your industry, you want to see your business thrive under the direction of a strategic plan that protects the interests of your partners and your clients. Investment advisory firms from New York City and around the globe rely on Vigilant for sophisticated, innovative solutions to their most difficult decisions. With offices in New York, London, Boston, Philadelphia and Stamford, Conn., Vigilant is well-positioned to provide you and your employees with the sound advice and expert services you need to manage a complex regulatory environment.

Vigilant provides:

  • RIA Registration Solutions. If you plan to launch a new investment advisory firm, Vigilant can help you build a business in which superior compliance practices form the basis of your culture. In today’s strict regulatory environment, there is no room for error — and Vigilant will assure your policies and procedures meet or exceed current regulations.
  • Chief Compliance Officer Solutions. Let Vigilant develop and implement the policies and procedures that will position your new business for success well into the future. Choose the services you need with our proprietary 5 Step Risk Matrix, which includes testing your existing compliance procedures, completing due diligence, preparing annual reports and more. Our Chief Compliance Officers each have over 20 years of relevant industry experience.
  • Mock SEC Testing Solutions. Vigilant can help you and your employees prepare for required SEC testing.
  • Adviser Training. Claiming ignorance is not an effective defense against compliance problems. Let Vigilant assess your practices, develop new approaches and train your staff so that your regulatory problems stay in the past.

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A Strong Future With Vigilant

The professionals at Vigilant deliver custom-tailored solutions that parallel the culture of your firm offer the best defense against operational challenges and best strategies to parallel financial growth – positioning your business for a future defined by growth and success. Contact Vigilant and put our experience to work for your firm today.