Vigilant’s experienced professionals have extensive knowledge in Investment Adviser, Broker-Dealer, Mutual Fund, Private Equity, and Cybersecurity compliance, risk, and technology. Vigilant provides insights on best practices, trends, and industry news. Our blog consolidates all SEC, Vigilant, and industry-specific compliance alerts, white papers, articles, etc., to help you stay informed and find the information that you will need and find useful.
August 2021 Recap | Vigilant NewsletterSeptember 08, 2021
Vigilant Newsletter | August 2021 Compliance Recap In the month of August there were many important SEC Releases, as[...]Read Article
July 2021 RecapAugust 03, 2021
July 2021 Recap| Monthly Newsletters In the month of July there were many important SEC Releases and Risk Alerts, as well some insights[...]Read Article