Vigilant’s experienced professionals have extensive knowledge in Investment Adviser, Broker-Dealer, Mutual Fund, Private Equity, and Cybersecurity compliance, risk, and technology. Vigilant provides insights on best practices, trends, and industry news. Our blog consolidates all SEC, Vigilant, and industry-specific compliance alerts, white papers, articles, etc., to help you stay informed and find the information that you will need and find useful.
SEC’s Office of the Investor Advocate to Hold Evidence Summit, Launch Investor Research Initiative
March 02, 2017The Securities and Exchange Commission’s Office of the Investor Advocate today announced it will host an Evidence Summit to discuss[...]
Read ArticleSEC Posts Notice of Availability of IFRS Taxonomy
March 01, 2017The Securities and Exchange Commission today published a taxonomy on its website so that foreign private issuers that prepare their[...]
Read ArticleSEC Proposes Rule Amendments to Improve Municipal Securities Disclosures
March 01, 2017The Securities and Exchange Commission today voted to propose rule amendments to improve investor protection and enhance transparency in the[...]
Read ArticleSEC Proposes Inline XBRL Filing of Tagged Data
March 01, 2017The Securities and Exchange Commission today voted to propose amendments intended to improve the quality and accessibility of data submitted[...]
Read ArticleSEC Approves Rules to Ease Investor Access to Exhibits in Company Filings
March 01, 2017The Securities and Exchange Commission today voted to adopt rule and form amendments to make it easier for investors and other market[...]
Read ArticleSEC Votes to Seek Public Input on Possible Change to Industry Guide 3
March 01, 2017The Securities and Exchange Commission today voted to publish a request for public comment on disclosures called for by Industry[...]
Read ArticleSEC Posts Notice of Availability of IFRS Taxonomy
March 01, 2017Normal 0 false false false EN-US JA X-NONE /* Style Definitions */ table.MsoNormalTable {mso-style-name:"Table Normal"; mso-tstyle-rowband-size:0; mso-tstyle-colband-size:0; mso-style-noshow:yes; mso-style-priority:99; mso-style-parent:"";[...]
Read ArticleSEC Posts Notice of Availability of IFRS Taxonomy
March 01, 2017Normal 0 false false false EN-US JA X-NONE /* Style Definitions */ table.MsoNormalTable {mso-style-name:"Table Normal"; mso-tstyle-rowband-size:0; mso-tstyle-colband-size:0; mso-style-noshow:yes; mso-style-priority:99; mso-style-parent:"";[...]
Read ArticleSEC Proposes Rule Amendments to Improve Municipal Securities Disclosures
March 01, 2017The Securities and Exchange Commission today voted to propose rule amendments to improve investor protection and enhance transparency in the[...]
Read ArticleSEC Proposes Rule Amendments to Improve Municipal Securities Disclosures
March 01, 2017The Securities and Exchange Commission today voted to propose rule amendments to improve investor protection and enhance transparency in the[...]
Read ArticleSEC Proposes Inline XBRL Filing of Tagged Data
March 01, 2017The Securities and Exchange Commission today voted to propose amendments intended to improve the quality and accessibility of data submitted[...]
Read ArticleSEC Approves Rules to Ease Investor Access to Exhibits in Company Filings
March 01, 2017The Securities and Exchange Commission today voted to adopt rule and form amendments to make it easier for investors and other market[...]
Read Article