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Jennifer Diamantis Named Chief of Office of Market Intelligence
January 19, 2017The Securities and Exchange Commission today announced that Jennifer A. Diamantis has been named Chief of the Enforcement Division’s Office of[...]
Read ArticleJennifer Diamantis Named Chief of Office of Market Intelligence
January 19, 2017The Securities and Exchange Commission today announced that Jennifer A. Diamantis has been named Chief of the Enforcement Division’s Office of[...]
Read ArticleFinancial Company Charged With Improper Accounting and Impeding Whistleblowers
January 19, 2017The Securities and Exchange Commission today announced that Seattle-based financial services company HomeStreet Inc. has agreed to pay a $500,000[...]
Read ArticleFinancial Company Charged With Improper Accounting and Impeding Whistleblowers
January 19, 2017The Securities and Exchange Commission today announced that Seattle-based financial services company HomeStreet Inc. has agreed to pay a $500,000[...]
Read ArticleSEC Chief of Staff Andrew J. Donohue to Leave Agency
January 19, 2017The Securities and Exchange Commission today announced that SEC Chief of Staff Andrew J. ”Buddy” Donohue will be leaving the[...]
Read ArticleSEC Chief of Staff Andrew J. Donohue to Leave Agency
January 19, 2017The Securities and Exchange Commission today announced that SEC Chief of Staff Andrew J. ”Buddy” Donohue will be leaving the[...]
Read ArticleGeneral Counsel Anne K. Small to Leave SEC
January 18, 2017The Securities and Exchange Commission today announced that General Counsel Anne K. Small will leave the agency later this month. [...]
Read ArticleGeneral Counsel Anne K. Small to Leave SEC
January 18, 2017The Securities and Exchange Commission today announced that General Counsel Anne K. Small will leave the agency later this month. [...]
Read ArticleCompany Settles Charges Over Undisclosed Perks and Improper Use of Non-GAAP Measures
January 18, 2017The Securities and Exchange Commission today announced that New York-based marketing company MDC Partners has agreed to pay a $1.5[...]
Read ArticleCompany Settles Charges Over Undisclosed Perks and Improper Use of Non-GAAP Measures
January 18, 2017The Securities and Exchange Commission today announced that New York-based marketing company MDC Partners has agreed to pay a $1.5[...]
Read ArticleSEC Deputy Chief of Staff Nathaniel Stankard to Leave Agency
January 18, 2017The Securities and Exchange Commission today announced that Nathaniel Stankard, deputy chief of staff for policy, will be leaving the[...]
Read ArticleSEC Deputy Chief of Staff Nathaniel Stankard to Leave Agency
January 18, 2017The Securities and Exchange Commission today announced that Nathaniel Stankard, deputy chief of staff for policy, will be leaving the[...]
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