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Agencies Adopt Final Rule to Exclude Community Banks from the Volcker Rule
July 09, 2019Five federal financial regulatory agencies announced on Tuesday that they adopted a final rule to exclude community banks from the[...]
Read ArticleSEC Announces August 13 Meeting of Small Business Capital Formation Advisory Committee
July 09, 2019The Securities and Exchange Commission today announced the August 13 meeting of its Small Business Capital Formation Advisory Committee. The[...]
Read ArticleJulie A. Erhardt, Deputy Chief Accountant, to Leave the SEC
July 09, 2019The Securities and Exchange Commission announced today that Julie A. Erhardt, Deputy Chief Accountant (Technology and Innovation) in the Office[...]
Read ArticleJulie A. Erhardt, Deputy Chief Accountant, to Leave the SEC
July 09, 2019The Securities and Exchange Commission announced today that Julie A. Erhardt, Deputy Chief Accountant (Technology and Innovation) in the Office[...]
Read ArticleAllison Herren Lee Sworn In As SEC Commissioner
July 09, 2019Allison Herren Lee was sworn into office on July 8 as an SEC Commissioner. Ms. Lee was nominated to the SEC by[...]
Read ArticleAllison Herren Lee Sworn In As SEC Commissioner
July 09, 2019Allison Herren Lee was sworn into office on July 8 as an SEC Commissioner. Ms. Lee was nominated to the SEC by[...]
Read ArticleSEC Proposes to Align Margin Requirements for Security Futures With Requirements for Similar Financial Products
July 03, 2019The Securities and Exchange Commission (SEC) announced today that it has proposed to align the minimum margin required on security[...]
Read ArticleJohn Berry, Associate Regional Director in Los Angeles Office, to Leave Agency
July 03, 2019The Securities and Exchange Commission today announced that John W. Berry, Associate Regional Director for enforcement matters in the Los[...]
Read ArticleJohn Berry, Associate Regional Director in Los Angeles Office, to Leave Agency
July 03, 2019The Securities and Exchange Commission today announced that John W. Berry, Associate Regional Director for enforcement matters in the Los[...]
Read ArticleSEC Names Sagar Teotia As Chief Accountant
July 03, 2019The Securities and Exchange Commission today announced that Sagar Teotia has been named the agency’s Chief Accountant. As Chief Accountant,[...]
Read ArticleSEC Staff to Host July 18 Roundtable on Short-Term / Long-Term Management of Public Companies, Our Periodic Reporting System and Regulatory Requirements
July 02, 2019The Securities and Exchange Commission today announced that its Division of Corporation Finance will host a roundtable on July 18,[...]
Read ArticleSEC Staff to Host July 18 Roundtable on Short-Term / Long-Term Management of Public Companies, Our Periodic Reporting System and Regulatory Requirements
July 02, 2019The Securities and Exchange Commission today announced that its Division of Corporation Finance will host a roundtable on July 18,[...]
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