Published on Aug 13th, 2013 |

IA Watch’s 13th Annual Compliance Conference was located in Philadelphia, PA at The Westin Philadelphia.

Below are the following things attendees learned during the conference:

•Exclusive insights into emerging regulatory requirements

•Strategies to use OCIE’s priorities list to master your next SEC exam

•Practical suggestions for how to thrive under new JOBS Act rules

•Dozens of best practices to use everywhere from your policies to your compliance testing

•Score ethical guidance to energize your firm’s culture of compliance

•A plan of action to tackle your varied, demanding job duties

•Innovations you can bring to your annual review

•Expand your tool chest with IA Watch’s thumb drive packed with dozens of “tools-you-will-use” – an exclusive bonus available only to our attendees!


To register for similar events or to find out more information, please visit or call 888-234-7281.