Fred Teufel Insights Archives

Misleading AI Statements | Fred Teufel Reacts

Vigilant Insights Introduction The SEC announced last month that two (2) Investment Advisers were charged $400,000 for misleading statements related to their use of Artificial […]

AI Risks for Institutional Investors | Fred Teufel Insights

Vigilant Insights Introduction Artificial Intelligence (“AI”) continues to be a concern for the compliance industry. Vigilant Director, Fred Teufel, CPA, MBA, CGMA, was quoted in a […]

SEC Exams Heightened Focus on Tech | Fred Teufel Insights

Vigilant Insights Introduction Vigilant Director, Fred Teufel, was quoted in a Board IQ article recently discussing important compliance advice for Fund Companies and Boards, with particular mention of […]

Major Overhaul of Resources for AI Proposal | Fred Teufel Insights

Vigilant Insights Brief Introduction The SEC’s rule proposal related to artificial intelligence (“AI”) and data analysis has made waves in the Registered Investment Adviser (“RIA”) industry. As firms […]

Interval Fund Faces Valuation Issues | Fred Teufel Reacts

Vigilant Insights Brief Introduction Vigilant Director, Fred Teufel, CPA, MBA, CGMA, was quoted in an Ignites article recently discussing a request made to the SEC by a $44 […]