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Vigilant Compliance Newsletter | April 2024
Monthly Newsletter In April, we saw Vigilant Insights, SEC Charges, SEC Releases, and a FINRA Fine. Below is a brief overview of what took place in the month […]
Read MoreVigilant Monthly Newsletter | May 2022
For May’s version of Vigilant’s Monthly Newsletter, we saw an important SEC Proposed Rule, SEC Releases, and important insights from Vigilant. Below is a brief […]
Read MoreVigilant Monthly Newsletter | February 2022
In February, we saw important SEC Releases and important insights from Vigilant. Below is a brief overview of what took place in the month of […]
Read MoreOctober 2021 Recap | Vigilant Monthly Newsletter
Vigilant Newsletter | October 2021 October brought some important insights from the thought leaders at Vigilant, our Marketing Rule Webinar Replay, and important SEC […]
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