Blog

How to Navigate Private Fund Compliance in 2025?

VIGILANT INSIGHTS Introduction This past year had Private Fund Compliance Programs on a heightened sense of awareness. Private Fund rules initially adopted in 2023, with […]

Read More

Private Fund Compliance Failures Bring SEC Charges for RIA

SEC Releases Brief Introduction A New York RIA was charged $275,000 by the SEC on May 24th for Compliance failures related to their valuation of Private Funds. In addition to the penalties, […]

Read More