Blog
The Reg S-P Deadline Has Passed | Is Your Firm Ready?
Vigilant Insights Introduction As of June 3, 2026, RIAs with less than $1.5 Billion in Assets Under Management (AUM) are now required to comply with […]
Read MoreReg S-P Webinar Replay | Vigilant Events
Vigilant Events On Thursday, May 7th, 2026, Vigilant participated in a co-hosted Reg S-P Webinar with it’s affiliated Cybersecurity Firm, SilverPillar Cyber Advisors, as well as Stradley […]
Read MoreNavigating Cyber Threats: What RIAs Should Be Doing Now
Vigilant Insights Introduction Cybersecurity continues to be a growing area of focus for Registered Investment Advisers (“RIAs”), particularly as data breaches impact Firms of all […]
Read MoreReg S-P Webinar | Vigilant Events
Vigilant Events Reg S-P Webinar Registration Vigilant will be participating in a co-hosted webinar with it’s affiliated Cybersecurity Firm, SilverPillar Cyber Advisors, as well as Stradley Ronon, […]
Read MoreReg S-P Sweep Exams | Bernadette Murphy Insights
Vigilant Insights Introduction In light of the recent Regulation S-P (Reg S-P) amendments, the SEC has begun examining certain Firms, underscoring a growing regulatory emphasis […]
Read MoreReg S-P Sweep Exams in Effect | Vigilant Insights
Vigilant Insights Introduction On December 3rd, 2025, the Regulation S-P (“Reg S-P”) Rule Amendments went into effect for Large Advisers with over $1.5 Billion in […]
Read MoreReg S-P Alert for Large Firms
Vigilant Insights Introduction Regulation S-P (“Reg S-P”) is an SEC Privacy Rule that requires Financial Firms to protect their Clients’ Personal Information. It governs how Customer […]
Read MoreIAA Argues Against SEC Proposals
NEWS AND ALERTS Brief Introduction The Investment Adviser Association (“IAA”) has publicized their disagreement with four SEC proposals regarding investment advisers. The proposals are related to protecting customer information, […]
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