Salvatore Faia Insights Archives

Paul Atkins Nominated as SEC Chair | Salvatore Faia Insights

VIGILANT INSIGHTS Introduction On December 4th, 2024, Paul Atkins was nominated by president-elect, Donald Trump, to take over for current SEC Chair, Gary Gensler. This […]

Trade Allocations Enforcement | Salvatore Faia Insights on Barron’s

VIGILANT INSIGHTS Introduction After recent charges against a Fund Manager related to Trade Allocations involving an alleged $600 Million cherry-picking scheme, Portfolio Managers are reviewing […]

Rule 2a-5 Valuation Rule | Salvatore Faia Video Interview with BoardIQ

Vigilant Insights Vigilant’s President & CEO, Salvatore Faia, JD, CPA, CFE, provided his insights regarding the one year anniversary of the Rule 2a-5 Valuation Rule on a Video […]

How to Start an ETF | In-Person Event

Vigilant Events Register Here for the In-Person Event In-Person Event Details Date and Time: Tuesday, November 28th, from 11:00 AM – 6:30 PM ET Topics […]

ETF Class | Salvatore Faia (President & CEO) Insights

Vigilant Insights Introduction Dimensional Fund Advisors has a pending application with the SEC with the hope of expanding the exemptive relief that Vanguard had previously obtained around twenty years ago. […]

Moving to a Proactive Compliance Approach | Vigilant Insights

Vigilant Insights Brief Introduction Vigilant was recently awarded Best Regulatory Advisory & Compliance Firm by Hedgeweek. Following up from the award announcement, our President & CEO, Salvatore Faia, JD, […]