Published on Apr 26th, 2021 |


As the SEC Marketing Rule’s Effective Date approaches on May 4th (Compliance Date is November 22nd, 2022), it is important to have a strong understanding of what is to come and how this may impact your business.

Questions you may ask yourself are:

  • What are my competitors doing?
  • Are my competitors leveraging the modernization of the Advertising Rules (e.g. using testimonials)?
  • Are we able to fully comply with the new Rules?
  • Can I get help?

The Thought Leaders at Vigilant created a Snap Shot of the Marketing Rule to summarize the key points of the Rule.

To view Vigilant’s Resource Guide click the image below!


For Upcoming Guidance and Insights from Vigilant’s COO, Chuck Martin on the Marketing Rule click HERE or the image below to learn more!

Chuck Martin