As the SEC Marketing Rule’s Effective Date approaches on May 4th (Compliance Date is November 22nd, 2022), it is important to have a strong understanding of what is to come and how this may impact your business.
Questions you may ask yourself are:
- What are my competitors doing?
- Are my competitors leveraging the modernization of the Advertising Rules (e.g. using testimonials)?
- Are we able to fully comply with the new Rules?
- Can I get help?
The Thought Leaders at Vigilant created a Snap Shot of the Marketing Rule to summarize the key points of the Rule.
To view Vigilant’s Resource Guide click the image below!