Frederick C. Teufel, JR. CPA, MBA, CGMA
Frederick C. Teufel, JR. CPA, MBA, CGMA
Mr. Frederick Teufel has over 30 years of experience in the Financial Services and Investment Management Industry. He has a strong technical background in Finance, Accounting, Risk Management, Tax and Compliance and has served in progressively senior leadership roles in businesses that are among the largest and most successful global financial institutions and accounting firms. During Fred’s 25-year tenure at Vanguard, Fred served in roles that included responsibility for the Firm’s compliance with SEC, ERISA and FINRA rules and regulations and internal controls and served as Corporate Controller, Head of Risk Management and Internal Audit reporting to the firm’s Board of Directors.
Fred is a hands-on leader and pragmatic adviser whose previous roles included independent audits of investment management firms and investment companies, Corporate Controller and head of Financial Planning and Analysis, Financial Operations Principal, Head of Internal Audit and Risk Management, Head of Treasury Operations, Compliance and Financial Reporting and Head of Product and Service Management.
In addition to Vanguard, Fred’s former employers include Citigroup and PricewaterhouseCoopers. Fred’s major career accomplishments include the establishment of a global risk management program, leading an effort to publish a SOC 1 report leveraged by auditors of over 2,000 institutional clients, serving as a senior member of global risk management, business contingency, information security and valuation corporate committees as well as the ICI’s Internal Audit Leaders Committee.