Every CCO at Vigilant has extensive experience in the Investment Industry ― and each exceeds SEC standards for Knowledge, Competency, and Compliance abilities. Professional excellence and service are our hallmarks.
Vigilant was established on August 15, 2004. Vigilant is a full service Investment Management Solutions Firm providing, Investment Adviser Compliance Solutions, Mutual Fund Compliance Solutions, Broker Dealer Compliance Solutions, and Compliance Consulting to a diversified range of investment management clients.
About Us Our Team
Every CCO at Vigilant has extensive experience in the Investment Industry ― and each exceeds SEC standards for Knowledge, Competency, and Compliance abilities. Professional excellence and service are our hallmarks.
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SEC Release | SEC Chairman, Gary Gensler Insights On September 13th, 2021, SEC Chairman, Gary Gensler, stated that the SEC may need to forbid trading in approximately […]
In preparation for our Webinar “Perspectives on Implementing the New SEC Marketing Rule” on October 6th, @ 12-1:30pm, we are highlighting our accomplished and credible speakers. […]
New Cybersecurity Rule Proposed | Vigilant’s Director Provides Insights On September 15th, 2021, Ignites released a cybersecurity article discussing SEC Chairman Gary Gensler’s Senate Committee hearing, […]
