Compliance Solutions

Regulatory Compliance Solutions for a diverse range of financial firms.

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Fund Distribution Solutions

Our Broker Dealer offers Principal Underwriting Solutions and more.

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Outsourcing Solutions

Fully support your team by outsourcing Vigilant’s industry-leading professionals.

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Investment Management Consulting Solutions

Vigilant provides Comprehensive Advisory Solutions for Investment Management Clients.

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Cybersecurity Solutions

Vigilant offers Cybersecurity Solutions to detect risks and keep businesses secure.

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Vigilant

Every CCO at Vigilant has extensive experience in the Investment Industry ― and each exceeds SEC standards for Knowledge, Competency, and Compliance abilities. Professional excellence and service are our hallmarks.

Vigilant was established on August 15, 2004. Vigilant is a full service Investment Management Solutions Firm providing, Investment Adviser Compliance Solutions, Mutual Fund Compliance Solutions, Broker Dealer Compliance Solutions, and Compliance Consulting to a diversified range of investment management clients.

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Industry Insights

Every CCO at Vigilant has extensive experience in the Investment Industry ― and each exceeds SEC standards for Knowledge, Competency, and Compliance abilities. Professional excellence and service are our hallmarks.

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Vigilant Announces ESG Webinar Hosted with Paul Hastings, LLP on May 25th, 2021
May 4, 2021

Over the past few weeks, months, and in recent years, ESG has gained more popularity from investors, money managers, and even regulators. We’ve heard from clients and […]

Vigilant Announces ESG Webinar Hosted with Paul Hastings, LLP on May 25th, 2021
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Vigilant’s Snap Shot and Guidance on the SEC Marketing Rule
April 26, 2021

  As the SEC Marketing Rule’s Effective Date approaches on May 4th (Compliance Date is November 22nd, 2022), it is important to have a strong understanding of what […]

Vigilant’s Snap Shot and Guidance on the SEC Marketing Rule
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5 Forecasted Trends in Compliance after Q1
April 19, 2021

  As Q1 comes to an end, we have seen a lot of forecasted trends for 2021 already taking place in the Industry.  These trends […]

5 Forecasted Trends in Compliance after Q1
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