Jeffrey Hill has 30 years of experience in the financial services industry. He was most recently Vice President and Chief Compliance Officer at USAA. Over the 19 years at USAA he was responsible for multiple business unit compliance programs, including the mutual fund and ETF complex (a top 50 fund group), three investment advisers, two broker-dealers, the transfer agent, financial planning services, trust services and 529 college savings plan.
He also led the teams responsible for the life insurance company, real estate company, HR and CFO functions, and the Enterprise Volcker Rule compliance programs. Mr. Hill provided leadership of five seasoned CCOs and their high performance teams that included 16 compliance programs and 80+ employees.
Mr. Hill’s diverse compliance program and leadership responsibilities at a Fortune 500®️ financial services company have provided a unique understanding of the regulatory environment across investment management, brokerage, trust, real estate, banking and life insurance. He has extensive experience interfacing with and managing examinations of the SEC, FINRA, Federal Reserve, OCC, CFTC, FDIC and State Insurance regulators. Mr. Hill has directed the reporting, governance and relationships with regulators, Boards, operational committees, sub-advisers, and fund service providers.
Prior to USAA, Mr. Hill was a Senior Manager with KPMG LLP in the Audit and Advisory Services practice. He focused on the investment management industry, including mutual funds, investment advisers, broker-dealers, transfer agents, trust companies, unit investment trusts and real estate funds. Mr. Hill holds the CPA and CFP®️ certifications.