Liam Clarke, MA, CPA

Liam Clarke, MA, CPA

Mr. Liam P. Clarke is a Director at Vigilant. Liam works with clients on an array of solutions in the Investment Management Industry. Liam serves as Chief Compliance Officer for Investment Advisers. He leads clients in compliance due diligence, regulatory filings, and a variety of solutions for Exchange Traded Funds (ETFs), Mutual Funds, Registered Investment Advisors, Private Equity, Hedge Funds, Exchange Funds, and Broker-Dealers. Liam leads inceptions, launches, and oversees the continuity of Exchange Traded Funds.  Liam also serves as Director and General Securities Principal for a Broker Dealer and serves as Assistant Treasurer to a Fund.  Liam led as the Vice President of an Advisor and Vice President of a Distributor.

Liam graduated from The Pennsylvania State University with a Masters of Accounting, Bachelor of Science in Finance, Bachelor of Science in Accounting, and Minor in Information Systems Management.

Liam gained valuable industry experience at PricewaterhouseCoopers LLP (PwC) in Manhattan, NY. Liam worked in the Audit & Attestation Practice in the Investment Management Industry and Banking & Capital Markets Industry on PwC’s largest client, JPMorgan Chase.  Specifically, Liam split his time between JPMorgan Chase’s Corporate & Investment Bank and Investment Management Practice.

Liam holds a Certified Public Accountant (CPA) license, SIE (Securities Industry Essentials) license, Series 7 (General Securities Representative) license, and Series 24 (General Securities Principal) license.

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Call Liam 484-840-3713