Mrs. Lorraine Lennon has over 30 years of experience in financial services compliance and professional ethics. She played a key role in launching an Investment Management Company and a series of Mutual Funds through 5Star Financial, LLC. Lorraine developed and maintained comprehensive compliance programs for these companies and managed multiple functions including product development and operations.
Lorraine has extensive experience in Broker-Dealer operations and has managed the licensing and registration of multiple firms. Lorraine is also a seasoned professional in the field of Corporate Ethics. She has developed and implemented ethics programs for both financial services and non-profit organizations. She has published ethics statements and other educational materials to establish best practices in the professions.
Lorraine holds a Bachelor of Arts in Business Economics from the College of Mount Saint Vincent and has been a member of various broker-dealer and mutual fund forum groups in Washington, DC.