Maxwell Baker, Esq.

Maxwell Baker, Esq.

Mr. Maxwell Baker is an Associate Attorney at Vigilant and assists a variety of clients including Mutual Funds and Investment Advisors with their compliance needs.

Maxwell has developed, tested, and monitored the Compliance Programs for a variety of Investment Advisers, Registered Investment Companies, ETFs, Hedge Funds, Broker Dealers, and Private Equity Funds. He has experience with Regulatory Filings including Form ADV, U4s, and State Registrations.

Maxwell earned his Juris Doctorate from Elon University School of Law. While in law school, Maxwell worked in the Elon University Small Business and Entrepreneurship Clinic, spent a semester-in-practice working at a prominent North Carolina law firm and served as a legal intern to a member of the U.S. House of Representative in Washington, DC. Following law school, Maxwell worked as a legal intern to a state governor. Prior to joining Vigilant, Maxwell was a litigator at a leading local law firm.

Maxwell received his undergraduate degree from Goldey-Beacom College in Business Administration. He is licensed to practice law in Pennsylvania.

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Call Maxwell 610-467-5450