Nicholas Dumenil, JD
Nicholas Dumenil, JD
Mr. Nicholas Dumenil is an Investment Adviser Associate at Vigilant. Nicholas supports clients in an array of investment and compliance solutions. Nicholas is responsible for aiding Managing Directors and Directors in developing, testing, and monitoring compliance programs for Registered Investment Advisers and Broker Dealers. Nicholas is responsible for aiding Managing Directors and Directors of the Broker Dealer Solutions division within Vigilant and assists with the review of marketing material for Registered Investment Companies and Broker Dealers, as well as contract review and revision.
Nicholas earned his Juris Doctorate from Georgia State University School of Law. While in law school, Nicholas was a member of the Intellectual Property and Business Law Societies, where he worked with a focus on Contractual Law.
Nicholas is currently studying to obtain a SIE (Securities Industry Essentials) license, Series 7 (General Securities Representative) license, and Series 24 (General Securities Principal) license.