Mrs. Perpetua Seidenberg is a Managing Director at Vigilant. In her role at Vigilant, Perpetua is on Vigilant’s Management Committee, and most specifically Perpetua is focused on Fund Solutions. She has served as Chief Compliance Officer for private and mutual fund clients. Her experience includes Compliance Reviews and monitoring of Compliance Programs for Registered Investment Companies, Federally Registered Investment Advisers, Business Development Companies, as well as Broker-Dealers and Private Equity Firms. Perpetua has been engaged in Compliance Reviews and developing, designing, and testing Compliance Programs. She has experience in regulatory filings with the SEC, FINRA, and state registrations.
Prior to this role, Perpetua spent time at PricewaterhouseCoopers LLP where she was an auditor in the Investment Management Industry. At PwC, Perpetua serviced some of the Largest Mutual Fund Clients in the world, including Vanguard and gained extensive experience in various mutual fund structures, including Large, Mid, and Small Cap Funds, ETFs, International and Global Funds, Index, Value, Growth and Bond Funds, as well as Money Market Funds to name a few.
Perpetua is a Certified Public Accountant licensed in the Commonwealth of Pennsylvania. Perpetua has also obtained the NRS Investment Adviser Certified Compliance Professional Designation (IACCP). Perpetua graduated Summa Cum Laude from La Salle University with a Master’s Degree in Business Administration and a Bachelor of Science Degree in Accounting.
Perpetua holds a FINRA Series 99 (Operations Professional), Series 7 (General Securities Representative Exam), and Series 27 (Financial Operational Principal Exam).