Blog
SEC Initially Decides Not to Appeal Private Fund Rule Decision
NEWS AND ALERTS Introduction The SEC has appeared to have chosen to not to initially appeal against the ruling of their Private Fund Rule by […]
Read MoreVigilant Compliance Newsletter | July 2024
Monthly Newsletter In July, we saw Vigilant Insights, SEC Releases and Vigilant Announcements. Below is a brief overview of what took place in the month of July, and […]
Read MoreSEC Tailored Shareholder Reports Rule | Liam Clarke Insights
VIGILANT INSIGHTS Introduction The SEC’s Tailored Shareholder Reports Rule had a Compliance Date on July 24th, 2024. As Funds make all the necessary changes to […]
Read MoreVigilant Shortlisted for Private Equity and Hedge Fund Awards
Vigilant Announcements Vigilant is thrilled to announce that we have been shortlisted for the following Awards below by Private Equity Wire and Hedgeweek for their US Awards. Private Equity Wire US Awards […]
Read MoreCompliance Implications from Supreme Court Rulings
VIGILANT INSIGHTS Introduction Last month, the Supreme Court overturned the Chevron Doctrine which will likely have a lasting impact on regulatory agencies. As the SEC’s […]
Read MoreVigilant Shortlisted for Private Credit Compliance Award
Vigilant Announcements Vigilant is thrilled to announce that we have been shortlisted for the Compliance Service of the Year Award by Private Equity Wire for their 2024 US […]
Read MoreSEC Spring 2024 Regulatory Agenda Released
SEC RELEASES Proposed Rules Up for Final Approval! On July 8th, the SEC released their Spring 2024 Regulatory Agenda. In this Agenda includes a total […]
Read MoreVigilant Compliance Newsletter | June 2024
Monthly Newsletter In June, we saw Vigilant Insights, SEC Charges and SEC Releases. Below is a brief overview of what took place in the month of […]
Read MoreOutsourced Compliance Considerations | Chuck Martin Insights
Vigilant Insights Introduction As Firms continue to commit more time and resources to compliance, many choose to partner with compliance consultants to either fill their […]
Read MoreVigilant Shortlisted for Hedge Fund Compliance Award
Vigilant Announcements Building off of our With Intelligence Operations & Services Award Win earlier this year, Vigilant is thrilled to announce that we have been shortlisted as the Best Advisory Firm […]
Read MoreCompliance Risks from Political Contributions | Donna DiMaria Insights
VIGILANT INSIGHTS Introduction The Pay-To-Play Rule for Investment Advisors provides on-going compliance difficulties for Firms, especially in an election year. This topic can be complex […]
Read MoreFirms Struggling with the Marketing Rule | Will Clark Insights
VIGILANT INSIGHTS Introduction As the SEC investigates and charges Firms for Marketing Rule violations, it has been reported that Private Funds and Separately Managed Account […]
Read More