Vigilant’s experienced professionals have extensive knowledge in Investment Adviser, Broker-Dealer, Mutual Fund, Private Equity, and Cybersecurity compliance, risk, and technology. Vigilant provides insights on best practices, trends, and industry news. Our blog consolidates all SEC, Vigilant, and industry-specific compliance alerts, white papers, articles, etc., to help you stay informed and find the information that you will need and find useful.
Vigilant Events
How to Start an ETF | In-Person Event
November 26, 2023Vigilant Events Register Here for the In-Person Event In-Person Event Details Date and Time: Tuesday, November 28th, from 11:00 AM[...]
Read Article
Vigilant Events
How do Trustees get the most out of their Interaction with the CCO? | Webinar
November 14, 2023Vigilant Events Register Here for the Webinar Webinar Details Date and Time: Thursday, November 30th, from 2:00 PM – 3:00[...]
Read Article
Vigilant Events
Speaker Spotlight -Michael McGrath, Esq., CFA, on the New SEC Marketing Rule Webinar
September 16, 2021In preparation for our Webinar “Perspectives on Implementing the New SEC Marketing Rule” on October 6th, @ 12-1:30pm, we are highlighting[...]
Read Article
Vigilant Events
Perspectives on Implementing the New SEC Marketing Rule Webinar
September 15, 2021Unique from other Marketing Rule Webinars you may have attended, this Webinar will provide you with the necessary information to[...]
Read Article
Vigilant Events
Asset Managers Guide to ESG Investing Webinar: 3 Minute Recap
June 01, 2021Vigilant co-hosted an Asset Manager’s Guide to ESG Investing with Paul Hastings on May 25th, 2021. If you happened to[...]
Read Article
Vigilant Events
Asset Managers Guide to ESG Investing Webinar Agenda is out! Have you Registered?
May 24, 2021Vigilant’s ESG Webinar with Law Firm, Paul Hastings LLP is tomorrow, May 25th at 1:00PM ET! Have you saved[...]
Read Article
Vigilant Events
Vigilant & Paul Hastings, LLP’s Assets Managers Guide to ESG Investing Webinar: 5 Days Remaining!
May 20, 2021Vigilant’s ESG Webinar with Law Firm, Paul Hastings LLP is quickly approaching with 5 days to go! Have you saved[...]
Read Article
Vigilant Events
Vigilant and Paul Hastings, LLP’s ESG Investing Webinar – Who? What? Where? When? Why?
May 12, 2021With the webinar quickly approaching in under a week it is important for those that have not yet registered to see[...]
Read Article
Vigilant Events
Vigilant Announces ESG Webinar Hosted with Paul Hastings, LLP on May 25th, 2021
May 04, 2021Over the past few weeks, months, and in recent years, ESG has gained more popularity from investors, money managers, and even[...]
Read Article2018 Vigilant Compliance LLC Annual Luncheon
March 06, 2018Date: Friday, April 6, 2018 Time: 10:30 AM to 1:30 PM (EST) Location: The Warwick Hotel Rittenhouse Square, Philadelphia Vigilant[...]
Read Article2nd Annual Conference at the Four Seasons Hosted by Vigilant Compliance
May 26, 2015Vigilant Compliance, LLC Hosted its 2nd Annual Conference at the Four Seasons in Philadelphia, PA on April 22, 2015. Contact[...]
Read Article2015 Vigilant Compliance Investment Adviser Conference at the Four Seasons in Philadelphia
February 20, 2015Vigilant Compliance is hosting its 2nd Annual Investment Adviser conference-Luncheon at the Four Seasons hotel in Philadelphia, PA. Our industry-leading[...]
Read Article