Presentations

Download Materials from our ESG Investing Webinar

Supplemental Materials from Asset Managers Guide to ESG Investing Webinar  ESG Investing Webinar Deck VA ESG Presentation PH Impact Investing Exam Provides a Risk Alert […]

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Vigilant Insights Rule 6c-11

Vigilant has provided content on Rule 6c-11 for Advisors. Managing Director, Perpetua Seidenberg, CPA, MBA, IACCP provided insights and comments towards the Rule. Below will […]

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FREE Resource: ETF Rule 6c-11 Overview

On September 25, 2019, the SEC adopted new Rule 6c-11 under the Investment Company Act of 1940. This rule will relieve some exchange traded funds (ETFs) […]

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Information on ETF Rule 6c-11 – PDF Download

Fill out the form below to download and learn about the key areas of the new ETF Rule 6c-11

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CCO Forum Presentation – Business Continuity Risk Alerts

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