Monthly Newsletter Archives

Vigilant Compliance Newsletter | October 2024

Monthly Newsletter In October, we saw a good blend of Vigilant Insights and SEC Releases content, as well as a Vigilant Announcement too. Below is a brief overview […]

Vigilant Compliance Newsletter | September 2024

Monthly Newsletter In September, we saw heavy volume in both Vigilant Insights and SEC Releases, as well as a few Vigilant Announcements too. Below is a brief overview […]

Vigilant Compliance Newsletter | July 2024

Monthly Newsletter In July, we saw Vigilant Insights, SEC Releases and Vigilant Announcements. Below is a brief overview of what took place in the month of July, and […]

Vigilant Compliance Newsletter | June 2024

Monthly Newsletter In June, we saw Vigilant Insights, SEC Charges and SEC Releases. Below is a brief overview of what took place in the month of […]

Vigilant Compliance Newsletter | March 2024

Monthly Newsletter In March, we saw SEC Charges, SEC Statements, and Vigilant Announcements. Below is a brief overview of what took place in the month of […]

Vigilant Compliance Newsletter | October 2023

Monthly Newsletter In October, we saw Vigilant Insights and Announcements, SEC Insights and Releases and SEC Charges. Below is a brief overview of what took place in […]

Vigilant Monthly Newsletter | July 2023

Monthly Newsletter In July, we saw SEC Releases, Vigilant Insights and Announcements, and News and Alerts throughout the Industry. Below is a brief overview of what […]

Vigilant Monthly Newsletter | October 2022

Vigilant Monthly Newsletter In October, we saw important SEC releases, a proposed rule, an adopted rule, and charges, as well as important insights and announcements from […]

Vigilant Monthly Newsletter – July 2022

In July, we saw important SEC Releases, SEC Charges, and important insights from Vigilant. Below is a brief overview of what took place in the […]

Vigilant Monthly Newsletter | June 2022

In June, we saw important SEC Releases, SEC Charges, important insights from Vigilant, and an adopted new Rule. Below is a brief overview of what […]

Vigilant Monthly Newsletter | March 2022

In March, we saw important SEC/FINRA Releases and important insights from Vigilant. Below is a brief overview of what took place in the month of […]

Vigilant Monthly Newsletter | February 2022

In February, we saw important SEC Releases and important insights from Vigilant. Below is a brief overview of what took place in the month of […]