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Vigilant Wins Private Equity Compliance Services Award
Vigilant Announcements For the first time, Vigilant was honored as Compliance Service of the Year (Fund Domicile) by Private Equity Wire in their 2025 US Awards. Vigilant’s […]
Read MoreVigilant Shortlisted for 3 Private Equity Compliance Awards
Vigilant Announcements Vigilant is thrilled to announce that we have been shortlisted for the following Awards below by Private Equity Wire for their US Awards. Regulatory and Compliance Firm of the […]
Read MoreVigilant Shortlisted for Alternative Credit Compliance Award
Vigilant Announcements Vigilant is thrilled to announce that we have been shortlisted for the 2025 Compliance Service of the Year Award by Alternative Credit Investor for their Alternative […]
Read MoreVigilant Shortlisted for Private Equity and Hedge Fund Awards
Vigilant Announcements Vigilant is thrilled to announce that we have been shortlisted for the following Awards below by Private Equity Wire and Hedgeweek for their US Awards. Private Equity Wire US Awards […]
Read MorePrivate Equity Adviser Charged $4 Million for Compliance Failures
SEC Releases Introduction The SEC announced on December 26th that a New York Private Equity RIA was charged for Policies and Procedures failures, specifically related to failing to supervise. These failures […]
Read MoreVigilant Shortlisted as Best Regulatory & Compliance Adviser
Vigilant Announcements Vigilant is thrilled to announce that we have been shortlisted as the Best Regulatory & Compliance Adviser for the Institutional Asset Manager Awards 2023. Place Your Votes […]
Read MorePrivate Equity Infrastructure RIA Charged for Breach of Duty
SEC Releases Brief Introduction Recently, the SEC charged a Private Equity Registered Investment Adviser (“RIA”) more than $1.6 Million for failures involving their fiduciary duty to Funds being managed. The RIA […]
Read MorePrivate Equity Firms Should Consider Outsourced Compliance
Vigilant Insights Brief Introduction Vigilant frequently emphasizes the importance of a proactive compliance culture. Firms that take compliance seriously can help decrease their risk of expensive regulatory fines […]
Read MorePrivate Equity Wire US Awards 2023 | Vigilant Shortlisted
Vigilant Announcements Vigilant is thrilled to announce that we have been shortlisted for our third award in the past two weeks as the Best Regulatory Advisory & Compliance […]
Read MorePrivate Equity Fund Adviser Charged for Fee Disclosure Failures and Overcharging
SEC Releases Brief Introduction On June 20th, the SEC charged a New York Investment Adviser for excessive management fees and failure to disclose conflicts of interest. The Firm agreed […]
Read MoreThree Areas The SEC Could Increase Private Equity Scrutiny in 2023
Vigilant Insights Brief Introduction The SEC has displayed signs of intention for increasing their scrutiny over Private Equity Firms in 2023. The SEC has added more proposals […]
Read MoreSEC Charges Private Equity Adviser for Failing to Disclose Disproportionate Expense Allocations to Fund
Brief Introduction Today, June 14th, the SEC announced that they charged a Private Equity Adviser with allocating undisclosed, disproportionate expenses to a private equity fund it advises. […]
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