SEC Adopts Rules Archives

Climate-Related Disclosures | SEC Adopts Rules

SEC Releases Introduction The SEC announced on March 6th, 2024, that final rules have been adopted that require Firms to provide disclosures for information related to climate […]

SEC Adopts Key Reforms for Mutual Fund and ETF Disclosures

SEC Releases Brief Introduction On October 26th, the SEC adopted important disclosure reforms for the Mutual Fund and ETF industry. The expectation going forward will be […]

SEC Adopts Rules to Enhance Proxy Voting Disclosure

SEC Releases Brief Introduction The SEC announced Today, November 2nd, that they have adopted Amendments to Form N-PX. This will enhance the proxy vote reporting for Mutual Funds, ETFs, and […]