Vigilant Monthly Newsletter Archives

Vigilant Compliance Newsletter | October 2023

Monthly Newsletter In October, we saw Vigilant Insights and Announcements, SEC Insights and Releases and SEC Charges. Below is a brief overview of what took place in […]

Vigilant Compliance Newsletter | September 2023

Monthly Newsletter In September, we saw SEC Charges, new Adopted Rules, and Insights from Vigilant. Below is a brief overview of what took place in the month of […]

Vigilant Monthly Newsletter | August 2023

Vigilant Monthly Newsletter | August 2023 In August, we saw many Insights directly from the Vigilant Team, SEC New Rules and Releases, SEC Charges, Vigilant Insights and Announcements, […]

Vigilant Monthly Newsletter | July 2023

Monthly Newsletter In July, we saw SEC Releases, Vigilant Insights and Announcements, and News and Alerts throughout the Industry. Below is a brief overview of what […]

Vigilant Monthly Newsletter | June 2023

Monthly Newsletter In June, we saw SEC Releases and Charges, Vigilant Insights and Announcements, and News and Alerts throughout the Industry. Below is a brief overview […]

Vigilant Monthly Newsletter | May 2023

Monthly Newsletter In May, we saw SEC/FINRA Releases and News and Alerts throughout the Industry. Below is a brief overview of what took place in […]

Vigilant Monthly Newsletter | April 2023

Monthly Newsletter In April, we saw SEC Releases and important insights from Vigilant. Below is a brief overview of what took place in the month of […]

Vigilant Monthly Newsletter | March 2023

Monthly Newsletter In March, we saw SEC Releases and Proposed Rules, as well as important insights from Vigilant. Below is a brief overview of what took […]

Vigilant Monthly Newsletter | February 2023

Monthly Newsletter In February, we saw SEC Releases and Charges, as well as important insights from Vigilant. Below is a brief overview of what took place […]

Vigilant Monthly Newsletter | January 2023

Monthly Newsletter In January, we saw SEC Releases and Charges, as well as many important insights from Vigilant. Below is a brief overview of what took […]

Vigilant Monthly Newsletter | October 2022

Vigilant Monthly Newsletter In October, we saw important SEC releases, a proposed rule, an adopted rule, and charges, as well as important insights and announcements from […]

Vigilant Monthly Newsletter | September 2022

Vigilant Monthly Newsletter In this edition of Vigilant’s Monthly Newsletter for September, we saw our highest amount of content for the year which included important SEC releases […]