Blog
Asset Managers Guide to ESG Investing Webinar: 3 Minute Recap
Vigilant co-hosted an Asset Manager’s Guide to ESG Investing with Paul Hastings on May 25th, 2021. If you happened to miss out on the Webinar Vigilant […]
Read MoreAsset Managers Guide to ESG Investing Webinar Agenda is out! Have you Registered?
Vigilant’s ESG Webinar with Law Firm, Paul Hastings LLP is tomorrow, May 25th at 1:00PM ET! Have you saved yourself a seat yet? To […]
Read MoreVigilant & Paul Hastings, LLP’s Assets Managers Guide to ESG Investing Webinar: 5 Days Remaining!
Vigilant’s ESG Webinar with Law Firm, Paul Hastings LLP is quickly approaching with 5 days to go! Have you saved yourself a seat yet? Click […]
Read MoreVigilant Newsletter for April 2021
With less than one week to go it is important to register for Vigilant’s ESG Investing webinar with Paul Hastings, LLP. To register for the event on […]
Read MoreS&P Dow Jones Indices Gets Charged with Failures Relating to Volatility-Related Index
On May 17th, 2021, the SEC settled charges with S&P Dow Jones Indices for Failures Relating to Volatility-Related Index for which they agreed to a cease-and-desist order […]
Read MoreVigilant and Paul Hastings, LLP’s ESG Investing Webinar – Who? What? Where? When? Why?
With the webinar quickly approaching in under a week it is important for those that have not yet registered to see how this will be a great opportunity to learn […]
Read MoreVigilant Announces ESG Webinar Hosted with Paul Hastings, LLP on May 25th, 2021
Over the past few weeks, months, and in recent years, ESG has gained more popularity from investors, money managers, and even regulators. We’ve heard from clients and […]
Read MoreVigilant’s Snap Shot and Guidance on the SEC Marketing Rule
As the SEC Marketing Rule’s Effective Date approaches on May 4th (Compliance Date is November 22nd, 2022), it is important to have a strong understanding of what […]
Read More5 Forecasted Trends in Compliance after Q1
We’ve Compared 2022 vs. 2021 Priorities Here As Q1 comes to an end, we have seen a lot of forecasted trends for 2021 already […]
Read MoreEXAMS Provides a Risk Alert on their Review of ESG Investing
On April 9th, 2021 the Division of Examinations (EXAMS) released a Risk Alert on their Review of ESG Investing. Recently, there has been increasing investor […]
Read MoreVigilant Newsletter for March 2021
As Q1 comes to an end there are lots of important Announcements and Industry Updates! One of the most awaited updates came early this month […]
Read MoreDivision of Examinations Provides a Risk Alert Regarding AML Requirements
On Monday (March 29th, 2021) the Division of Examinations (“EXAMS”) released a Risk Alert regarding examinations they conducted from Broker-Dealers and Mutual Funds on their compliance with AML […]
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