Blog
8 Benefits to Engaging a Compliance Consultant
Vigilant Insights | How Engaging with a Compliance Consultant can Help YOU! Should I engage a Compliance Consultant? What are the benefits of a […]
Read MoreSEC Announces Annual Regulatory Agenda for Spring 2021
Vigilant Insights On June 11th, 2021, the SEC announced the Spring 2021 Unified Agenda of Regulatory and Deregulatory Actions. The SEC highlighted that […]
Read MoreVigilant Newsletter: May 2021
For this month’s version of Vigilant’s Newsletter for May there was a high focus on Vigilant and Paul Hastings webinar, An Asset Manager’s Guide […]
Read MoreFINRA’s 2021 Annual Conference Remarks
9 Key Takeaways from FINRA’s 2021 Annual Conference On May 20th, 2021 the SEC released remarks at the 2021 FINRA Annual Conference. This Conference […]
Read MoreAsset Managers Guide to ESG Investing Webinar: 3 Minute Recap
Vigilant co-hosted an Asset Manager’s Guide to ESG Investing with Paul Hastings on May 25th, 2021. If you happened to miss out on the Webinar Vigilant […]
Read MoreAsset Managers Guide to ESG Investing Webinar Agenda is out! Have you Registered?
Vigilant’s ESG Webinar with Law Firm, Paul Hastings LLP is tomorrow, May 25th at 1:00PM ET! Have you saved yourself a seat yet? To […]
Read MoreVigilant & Paul Hastings, LLP’s Assets Managers Guide to ESG Investing Webinar: 5 Days Remaining!
Vigilant’s ESG Webinar with Law Firm, Paul Hastings LLP is quickly approaching with 5 days to go! Have you saved yourself a seat yet? Click […]
Read MoreVigilant Newsletter for April 2021
With less than one week to go it is important to register for Vigilant’s ESG Investing webinar with Paul Hastings, LLP. To register for the event on […]
Read MoreS&P Dow Jones Indices Gets Charged with Failures Relating to Volatility-Related Index
On May 17th, 2021, the SEC settled charges with S&P Dow Jones Indices for Failures Relating to Volatility-Related Index for which they agreed to a cease-and-desist order […]
Read MoreVigilant and Paul Hastings, LLP’s ESG Investing Webinar – Who? What? Where? When? Why?
With the webinar quickly approaching in under a week it is important for those that have not yet registered to see how this will be a great opportunity to learn […]
Read MoreVigilant Announces ESG Webinar Hosted with Paul Hastings, LLP on May 25th, 2021
Over the past few weeks, months, and in recent years, ESG has gained more popularity from investors, money managers, and even regulators. We’ve heard from clients and […]
Read MoreVigilant’s Snap Shot and Guidance on the SEC Marketing Rule
As the SEC Marketing Rule’s Effective Date approaches on May 4th (Compliance Date is November 22nd, 2022), it is important to have a strong understanding of what […]
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