Vigilant’s experienced professionals have extensive knowledge in Investment Adviser, Broker-Dealer, Mutual Fund, Private Equity, and Cybersecurity compliance, risk, and technology. Vigilant provides insights on best practices, trends, and industry news. Our blog consolidates all SEC, Vigilant, and industry-specific compliance alerts, white papers, articles, etc., to help you stay informed and find the information that you will need and find useful.

 

SEC – 2013 Mutual Funds and Investment Management Conference

March 12, 2013

The SEC hosted an event called “2013 Mutual Funds and Investment Management Conference” located in Palm Desert, California. It was[...]

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2013 MFDF Directors’ Institute

December 21, 2012

Updated: This event is now passed, if you would like to register for similar events, visit the MFDF website or[...]

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Vigilant, the Global Compliance Leader, Announces the Opening of its London Office

October 20, 2012

October 1, 2012. Vigilant Compliance, LLC Announced today that it has opened a new Office in London, U.K. “This is[...]

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Vigilant Announces the Opening of its Boston Office

October 20, 2012

Vigilant Compliance, LLC announced on October 1, 2012 that it has opened a Boston Office. Vigilant, the largest Outsourced CCO[...]

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