Vigilant’s experienced professionals have extensive knowledge in Investment Adviser, Broker-Dealer, Mutual Fund, Private Equity, and Cybersecurity compliance, risk, and technology. Vigilant provides insights on best practices, trends, and industry news. Our blog consolidates all SEC, Vigilant, and industry-specific compliance alerts, white papers, articles, etc., to help you stay informed and find the information that you will need and find useful.
Industry Pushback Toward SEC’s Proposed Rules on Climate Related DisclosuresJuly 13, 2022
Brief Introduction On March 21st, the SEC released proposed rule changes for certain climate-related disclosures to provide investors with consistent, comparable, and decision-useful[...]Read Article
Vigilant Monthly Newsletter | June 2022July 01, 2022
In June, we saw important SEC Releases, SEC Charges, important insights from Vigilant, and an adopted new Rule. Below is[...]Read Article
SEC Charges Private Equity Adviser for Failing to Disclose Disproportionate Expense Allocations to FundJune 14, 2022
Brief Introduction Today, June 14th, the SEC announced that they charged a Private Equity Adviser with allocating undisclosed, disproportionate expenses to a[...]Read Article