Compliance, Outsourcing & Investment Management Consulting Solutions in Dallas, TX

Dallas, TX Solutions

With each passing year, staying in front of changing federal compliance rules and regulations becomes more challenging. If your broker-dealer or investment adviser firm requires innovative advice from an experienced and sophisticated consultant, contact Vigilant.

Vigilant is a leading compliance consulting firm that employs seasoned professionals from the legal, financial and accounting disciplines, and we can provide your business with the specific solutions that meet your precise needs.

Sophisticated Solutions for Better Decisions

You’ve worked hard to develop a strategic plan that protects the wealth of your clients and assures your firm’s continued growth. Industry leaders from around the globe depend on Vigilant for a wide range of solutions, from outsourced CCO support services to cybersecurity and broker-dealer compliance.

Our offices, located in Dallas, Texas; New York; London; Boston; Philadelphia; Stamford, Conn; and Washington, DC, employ professionals who understand what it takes to navigate a dynamic and complex regulatory environment. Review our 5-Step Matrix SystemSM to determine the services that will benefit your business, and get in touch with us to schedule a consultation. With Vigilant, our solutions will focus your mind on more important matters.

Vigilant provides:

  • RIA Registration solutions. The strength of your business’s compliance policy dictates your firm’s culture. There is no room for error. Contact us when you’re ready to launch your new enterprise.
  • Mock SEC testing solutions. Prepare for SEC testing with Vigilant, and gain insight into your firm’s policies and procedures.
  • Adviser training. Prevent regulatory problems with our training solutions, and avoid costly litigation, fines and sanctions.

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Custom Solutions for Your Operational Challenges & Growth Goals

Vigilant tailors sophisticated solutions for changing regulatory challenges. Prepare your Dallas-area firm for growth and success, and contact Vigilant for a consultation today.